16 days old
2018-01-062018-02-05

WFBI Compliance Officer

Dublin, County Dublin D04 TP03
  • Job Code
    20482BR-1
About Us

Wells Fargo provides middle market, large corporate and financial institution customers with a range of international solutions, including treasury management, credit, payments, financing, foreign exchange, and trade services. Wells Fargo operates from 42 countries and territories outside of the U.S., including branches in Beijing, Cayman Islands, Dubai International Financial Center (DIFC), Hong Kong, London, Seoul.

Main Function of the Job

The WFBI Compliance Department forms part of the EMEA Compliance Department which includes regulatory compliance and the management of regulator relationships. The department provides regulatory advice, compliance monitoring, compliance training and regulatory policy and procedure development across wholesale lines of business in Ireland and to its branches in Germany and London.

As a Compliance Officer the candidate will have responsibility for assisting the Chief Compliance Officer and senior management to manage regulatory compliance risk by developing a WFBI Compliance Risk Management Program that incorporates applicable laws, rules and regulations in alignment with the EMEA Compliance Program. The candidate will assist in managing the core (central) compliance elements of WFBI Compliance, coordinating activities with and in support of EMEA Compliance.

Responsibilities:

Support the WFBI Chief Compliance Officer in various initiatives including:
  • WFBI Compliance Risk Management Program development and implementation;Reporting and Management Information.
  • Communications with regulators on key compliance matters.
  • Increase cooperation and alignment with the EMEA Compliance team (e.g. dialogue sessions. Identification and sharing of best practices etc.
  • Develop an annual WFBI Compliance Operating Plan outlining the goals and priorities for the coming year.
  • Develop and implement compliance policies and procedures for WFBI.
  • Coordinate key compliance communications within WFBI and promote and provide training and awareness, as required.
  • Escalate compliance issues within the Compliance line and to Senior Management and supporting the resolution of these issues.
  • Support EMEA Compliance initiatives and implement within WFBI.
  • Network internally and externally to keep appraised on compliance activities and changes in regulations etc.
  • This role may include supervisory responsibilities
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Categories

  • Retail / Wholesale

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WFBI Compliance Officer

Wells Fargo
Dublin, County Dublin D04 TP03

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WFBI Compliance Officer

Wells Fargo
Dublin, County Dublin
IE

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