4 days old

Securities Ops Service Spec 3

Bengaluru, KA 560043
  • Job Code
  • Works as part of a team to research, notify and process corporate action events containing a high degree of principal risk with stringent deadlines in accordance with internal and external procedures and regulations.
  • Research and acquire all pertinent information about voluntary corporate action events using various vendors, sub custodian banks, depositories, and prospectuses, as well as, knowledge gained about market practice to ensure accurate and validated information is delivered timely to all clients and within timeframes.
  • Interpret accurately all information received and validate the information with another source within 24 hours of receipt
  • Ensure all responses for voluntary events are received from clients prior to the expiration of the actions, verified for accuracy and forwarded to the necessary party for execution.
  • Verify the work of the other Corporate Action Specialists within the group for quality and accuracy.
  • Reconcile Wells Fargo records to those of the depository, sub custodians , global lending agents, as well as to other internal systems resolving any entitlement calculation problems due to position breaks
  • Monitor and action settlement of shares and cash entitlements, identify and resolve exposure, and pursue past due entitlements by analyzing trade activity and submitting/tracking payment of broker/market claims.
  • Promote and ensure all direct client service relationships/fund group inquiries are acted upon and completed in a timely manner.
  • Participate in projects aimed at improving the delivery of the Corporate Action product.
  • Participate in effective Risk Management by contributing to the completion of end of day reports and ensuring timely escalation to Senior Associate and manager of pertinent issues.
  • Demonstrates competencies in own area and in general business principles; may still be acquiring higher skill level
  • Works on practical tasks to established procedure
  • Typically works with moderate guidance, accountable for individual results and impact on work group
  • Applies knowledge/skills to a variety of standard day to day activities; knows when to refer to others; handles a variety of tasks within own area


  • Financial Services
  • Real Estate

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Securities Ops Service Spec 3

Wells Fargo
Bengaluru, KA 560043

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Securities Ops Service Spec 3

Wells Fargo
Bengaluru, KA

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