10 days old

Operations and Investment Management Oversight

New York, NY 10104
  • Job Code
Wells Fargo provides middle market, large corporate and financial institution customers with a range of international solutions, including treasury management, credit, payments, financing, foreign exchange, and trade services. Wells Fargo operates from 42 countries and territories outside of the U.S., including branches in Beijing, Cayman Islands, Dubai International Financial Centre (DIFC), Hong Kong, London, Seoul, Shanghai, Singapore, Taipei, Tokyo, and Toronto.

Wells Fargo Asset Management Luxembourg S.A. (WFAML) was established November 2014 and is governed by chapter 15 of the law of 17 December 2010 on undertakings for collective investment. WFAML currently serves as management company for a family of UCITS, and its capabilities will be extended to add discretionary portfolio management license. WFAML also serves as global distributor for our non-U.S. distribution activities.

WFAML is a subsidiary of Wells Fargo Funds Management based in the U.S., which is a line of business within Wells Fargo Asset Management (WFAM). WFAM currently manages separate accounts and pooled funds for clients located outside the U.S. Our funds are registered in 20 countries. Further expansion of our asset management capabilities outside the U.S. is a critical growth initiative for WFAM.

The candidate must be experienced in financial services and be a self-starter. This position requires the ability to work not only independently but also pro-actively with a wide range of business lines and functional support groups.
Responsibilities Include:
  • Supervise functional delegations to internal partners and external service providers supporting WFAML.
  • Oversee and perform due diligence on the fund administer, transfer agent, domiciliary, depositary bank, and investment manager in coordination with the responsible functional teams.
  • Ensure controls are in place and monitored so WFAML adheres to its obligations under relevant laws, regulations, and internal policies.
  • Review key performance indicators, customer complaints, valuation results, and sales to ensure effective management oversight.
  • Verify compliance of WFAML-sponsored funds with the applicable investment policies and monitor the occurrence and handling of pre-trade investment breaches.
  • Promptly alert conducting officers of issues such as pre-trade investment breaches, NAV errors, and AML concerns. Follow up to ensure resolution as appropriate.
  • Work closely with delegates in the US and U
  • Special projects as requested.


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Operations and Investment Management Oversight

Wells Fargo
New York, NY 10104

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Operations and Investment Management Oversight

Wells Fargo
New York, NY

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