1+ months

Operational Risk Consultant 3 - Wholesale Wealth Technology

Charlotte, NC
  • Job Code
Job Description

Job Description / Responsibilities:

  • Responsible for developing, implementing and monitoring a Access Control risk-based program to identify, assess and mitigate any operational risk that arises from inadequate or failed internal processes, people, systems or external events, while maintaining a balance between risk mitigation and operational efficiency
  • Develops testing strategies and methodologies; evaluates the adequacy and effectiveness of policies, procedures, processes, systems and internal controls; analyzes business and/or systems changes to determine impact; identifies and assesses operational risk issues and assigns risk ratings consistent with established policy standards
  • Support oversight of Application, Active Directory, Database, Windows/Unix Server, Desk Top, TopSecret, Privileged Access for Wholesale Wealth Technology(WWT)
  • Provide oversight for Service Account Ownership, Updates and Validation in the Service Account Repository(SAR)
  • Knowledge of Service Account Repository(SAR) requirements
  • Knowledge of Application Entitlement and User Completeness and Accuracy Testing
  • Knowledge of various CTO Organizations with in Wholesale Wealth Technology(WWT)
  • Knowledge of Access Control Standards and Policies
  • Support Wells Fargo Audit Services inquiries and remediation initiatives
  • Knowledge of Access Certification Tool(ACT), ACT Reporting Tool, RMS, Cambio, SAR, Advent- Garde and LAN Central
  • Support Access Certification Tool Deprovisioning Oversight and Testing
  • Ability to support User Access data analysis initiatives
  • May provide oversight to an operational risk program
  • Works with assigned business units and provides operational risk expertise and consulting for projects and initiatives with moderate to high risk
  • May provide senior-level support for user access and systems security-related issues
  • Consults with business to develop corrective action plans and effectively manage change
  • Identifies training opportunities; may design/coordinate the development of training materials and delivers training
  • Reports findings and drafts recommendations to mitigate risk to operational risk and business line management
  • Coordinates production of periodic operational risk performance reports for senior management, including trend analysis and recommended strategies
  • May manage project teams and provide guidance to less experience specialists/consultants

Required Qualifications

  • 2+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both
  • 2+ years of experience in one or a combination of the following: additional compliance, additional operational risk management, IT systems security, business process management or financial services industry experience; or a BS/BA degree or higher in business or a related field

Desired Qualifications

  • Intermediate Microsoft Office skills
  • Excellent verbal, written, and interpersonal communication skills
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to interact with all levels of an organization
  • Ability to work in a fast paced deadline driven environment
  • Audit experience

Other Desired Qualifications
  • Knowledgeable with the Wells Fargo Access Control Standards, Control Solutions and Technical Baselines
  • Experience working with Wholesale Wealth Technology(WWT)
  • Experience in access management policy and/or oversight

Street Address

NC-Charlotte: 1525 W Wt Harris Blvd - Charlotte, NC
NC-Charlotte: 301 S Tryon St - Charlotte, NC


All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.



  • Management
  • Financial Services
  • Information Technology
  • Legal
  • Retail / Wholesale

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Operational Risk Consultant 3 - Wholesale Wealth Technology

Wells Fargo
Charlotte, NC

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Operational Risk Consultant 3 - Wholesale Wealth Technology

Wells Fargo
Charlotte, NC

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