13 days old
2017-12-052018-01-15

International Conduct Risk Manager

London, ON
  • Job Code
    21382BR-1
About Wells Fargo
Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $2.0 trillion in assets. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance through more than 8,500 locations, 13,000 ATMs, the internet (wellsfargo.com) and mobile banking, and has offices in 42 countries and territories to support customers who conduct business in the global economy. With approximately 273,000 team members, Wells Fargo serves one in three households in the United States. Wells Fargo & Company was ranked No. 25 on Fortunes 2017 rankings of Americas largest corporations. Wells Fargos vision is to satisfy our customers financial needs and help them succeed financially. News, insights and perspectives from Wells Fargo are also available at Wells Fargo Stories.

Department Overview

International Risk coordinates second-line risk oversight for all international activities across Wells Fargo through policies, risk assessments, credible challenge, monitoring, and testing. The team ensures consistent, effective oversight; facilitates collaboration; shares best practices; and provides a consolidated view of aggregated international risks across the company.

Working closely with other risk teams across the company, International Risk segments the varied global risk landscape by assigning teams to cover distinct geographical regions:

  • Asia Pacific (APAC)
  • Canada and Latin America
  • Europe, the Middle East, and Africa (EMEA)
In addition to the geographically focused teams, International Risk also has functions for:
  • Enterprise Global Services
  • International Risk Operations and Shared Services

International Compliance Risk is a part of the larger International Risk team, and includes regulatory compliance, conduct and reputation risk coverage.

About the Role

The job title for this role is International Conduct RiskManager. It is a new role that will support the International Risk Compliance Officer in oversight function for Wells Fargo outside the United States, with principal focus on conduct risk, and contributory focus on regulatory compliance risk and reputation risk as necessary.

Responsibilities
The candidate will be responsible for supporting to oversee consistent and strong conduct risk programs across all the International regions/functions, partnering with compliance risk leaders and teams across the company, including:

  • Ensuring consistency and quality of regional/functional International conduct programs/ processes.
  • Coordinating conduct risk with the International regions/functions, the Conduct Management Office, and other relevant stakeholders.
  • Coordinating roles and responsibilities and sharing best practices.
  • Assisting with the development and implementation of International conduct risk frameworks, programs, policies, procedures, analytics, and reporting.
  • Communicating International Risk identification expectations and protocols.
  • Coordinating, including assembling and coordinating project teams, developing and managing International conduct risk-related project budgets and plans, tracking and reporting issues, following up on action items, reporting and ensuring adherence to timelines and escalating issues as appropriate.
  • Identifying and eliminating obstacles to project plans, business goals, or implementation, and assisting in the development and implementation of contingency plans.
  • Researching and assisting in the preparation of analyses, presentations and/or reports for International conduct risk.
  • Creating and accurately maintaining all conduct risk-related project reporting and tracking documentation according to International Risk standards.
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Wells Fargo
London, ON

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