11 days old
2017-12-052018-01-15

EMEA KYC Financial Crime Compliance Consultant

Dublin, County Dublin D04 TP03
  • Job Code
    21922BR-1
About Us

Wells Fargo provides middle market, large corporate and financial institution customers with a range of international solutions, including treasury management, credit, payments, financing, foreign exchange, and trade services. Wells Fargo operates from 42 countries and territories outside of the U.S., including branches in Beijing, Cayman Islands, Dubai International Financial Center (DIFC), Hong Kong, London, Seoul.


About the Role

This role will include supporting the New Clients and/or KYC Review teams dependent on capacity and business needs, and will involve completion of client on-boarding, undertaking ongoing reviews and KYC projects as appropriate.

KYC Team Responsibilities:
  • Understand and implement any Enterprise, Wholesale or EMEA CDD standards.
  • Ensure that the KYC/AML checks on clients are undertaken in accordance with UK and EU laws and regulations, and corporate policy as appropriate.
  • Provide KYC advisory services to the lines of business operating in region.
  • Assist with preparation for internal and external regulatory exams and audits.
  • Assist with ad-hoc projects within the AML team.
  • Responsible for developing and delivering management information on a scheduled and ad hoc basis New Client Team Responsibilities.
  • Work with the team leads to ensure there are no backlogs in client onboarding.
  • Investigate ownership and control to identify all ultimate beneficiaries and possible PEPs for KYC and risk management purposes.
  • Assist the business in obtaining updated information and documentation required to meet legal and regulatory money laundering identification obligations.
  • Undertake desktop investigation of client background utilising all available internal/external systems.
  • Liaise with various support departments including Operations and Legal as necessary regarding client set-up.
  • Ensure accurate KYC/AML information is recorded regarding source of funds and expected account activity, where appropriate, for risk management purposes.
  • Liaise with the client where necessary in order to provide a clearer understanding of our requirements Review Team Responsibilities.
  • Ensure that the KYC review process is operating smoothly, that adequate checks are being conducted on a timely basis, and that records are being recorded and maintained in accordance with relevant EMEA laws, rules and regulations, and firm policies as appropriate.
  • Provide advice around the disposition of any items of negative news or other AML related items during the review process.
  • Liaise with other KYC review functions being performed within EMEA where required.
  • Investigate ownership and control to identify all ultimate beneficiaries and possible PEPs for KYC and risk management purposes.
  • Assist the business in obtaining updated information and documentation required to meet legal and regulatory money laundering identification obligations.
  • Undertake desktop investigation of client background utilising all available internal/external systems.
  • Ensure accurate KYC/AML information is recorded regarding source of funds and expected account activity, where appropriate, for risk management purposes.
  • Assisting with the ongoing maintenance of client information and documentation In addition to these functions, team members are required to carry out such other duties as may reasonably be required.
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EMEA KYC Financial Crime Compliance Consultant

Wells Fargo
Dublin, County Dublin D04 TP03

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EMEA KYC Financial Crime Compliance Consultant

Wells Fargo
Dublin, County Dublin
IE

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