16 days old
2017-11-302018-01-15

Compliance Manager, Regulatory Compliance Risk Program (Non-Branch)

Toronto, ON
  • Job Code
    19088BR-1

Wells Fargo provides middle market, large corporate and financial institution customers with a range of international solutions, including treasury management, credit, payments, financing, foreign exchange, and trade services. Wells Fargo operates from 42 countries and territories outside of the U.S., including branches in Beijing, Cayman Islands, Dubai International Financial Center (DIFC), Hong Kong, London, Seoul, Shanghai, Singapore, Taipei, Tokyo, and Toronto.

WellsFargo first conducted business in Canada in 1854 and since then has continued to build a strong presence across the country. WellsFargo now offers a broad range of financial products and services through multiple lines of business operating throughout Canada.
Recent growth in Canada has led to growth opportunities within the Regulatory Compliance Risk team, which provides compliance coverage for the full scope of Wells Fargos business activities in Canada.


Responsibilities:
  • Develop and implement a comprehensive, risk-based compliance program to assure compliance with all applicable legal, regulatory and enterprise policy requirements for all lines of business operating in Canada, excluding Canada Branch
  • Provide leadership and compliance risk expertise to business units for projects and initiatives to identify, assess and mitigate regulatory risk in all business activities
  • Determine resourcing needs for the non-branchregulatory compliance riskprograms, then build and lead a small team of compliance consultants
  • Develop and implement consolidated state of compliance reporting for Risk and business management across business lines to communicate findings and recommendations
  • Work closely with lines of business to facilitate appropriate 1st and 2nd line compliance coverage in accordance with applicable requirements
  • Effectively manages change through successful implementation of the compliance program, identifying training opportunities within the lines of business
  • Partner with other Regulatory Compliance leaders to ensure consistency within the overall Regulatory Compliance Risk Canada program
  • Coordinate and consult with peers, Law Department, CAO, Internal Audit and other Risk and functions partners
  • Manage project teams and provide guidance to less experienced team members.
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Compliance Manager, Regulatory Compliance Risk Program (Non-Branch)

Wells Fargo
Toronto, ON

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Compliance Manager, Regulatory Compliance Risk Program (Non-Branch)

Wells Fargo
Toronto, ON
CA

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