1+ months

Compliance Manager 2

Bengaluru, KA 560043
  • Job Code

Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $2.0 trillion in assets. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance through more than 8,500 locations, 13,000 ATMs, the internet (wellsfargo.com) and mobile banking, and has offices in 42 countries and territories to support customers who conduct business in the global economy. With approximately 273,000 team members, Wells Fargo serves one in three households in the United States. Wells Fargo & Company was ranked No. 25 on Fortunes 2017 rankings of Americas largest corporations. Wells Fargos vision is to satisfy our customers financial needs and help them succeed financially. News, insights and perspectives from Wells Fargo are also available at Wells Fargo Stories.

The Community Banking Review Standards (CBRS) team partners and collaborates with Community Banking businesses in executing testing and validation activities to opine on a broad spectrum of risks.

This compliance manager position will lead functional groups at the EGS India location supporting review activities for several business units.

Responsibilities include leading professional teams in -

  • Executing key operational objectives throughout the group and develop resource plans to determine required budget and staffing to fulfill the groups responsibility.
  • Developing, implementing and monitoring a risk-based compliance program to assure compliance with federal, state, agency, legal and regulatory requirements or may provide oversight to a compliance and operational risk function.
  • Developing testing strategies and methodologies; evaluates the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls and identifies issues resulting from internal and/or external compliance examinations.
  • For QC Manager, supporting internal quality control reviews.

Reporting relationship:
This role will report administratively to EGS Lead for Community Bank Review Standards and functionality toUS Testing and Validation Managers for respective areas or the Manager for Quality Control and Data Analytics.

Minimum educational qualification : Graduation (3 years)

Required skills :

8+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk)for MNC Banks/offshored entities or a combination of both; or 8+ years of business process management experience in financial services industry, of which 6+ years must include direct experience in compliance, operational risk management, or a combination of both inVirtual Channels (both Voice ornon-voice Call Centers). 3+ years out of total experience should be in people management roles involving team size 10-15 members.
  • Ability to communicate powerfully and prolifically to senior leaders.
  • Demonstrated ability to attract, retain, develop and motivate high performing professionals and teams.
  • Ability to lead through adversity and adjust to changing priorities.
  • Strong Microsoft Office skills.

Desired skills :
  • Prior experience in developing, implementing and monitoring an operational risk or compliance program to assure compliance with federal, state, agency, legal and regulatory requirements and policy
  • Compliance and Operational Risk certifications (such as CIA, CRCM) or Chartered Accountant
  • Experience incompliance or Operational Risk Management in Financial Services Industry
  • Demonstrated ability to execute effectively in a matrixed organization, develop partnerships with many business and functional areas.
Estimated direct reports (Operational Risk Consultants/Compliance Consultants/Analytical Consultants) : 10



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Compliance Manager 2

Wells Fargo
Bengaluru, KA 560043

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Wells Fargo
Bengaluru, KA

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